What we Do
- Serve as coordinating counsel in complex multi-jurisdictional disputes and enforcement matters;
- Represent institutions and individuals in high-stakes enforcement investigations and proceedings;
- Operate as a monitor and/or shadow monitor;
- Conduct cost-effective internal investigations respected by enforcers;
- Provide advice on compliance systems and operations; and
- Devote twenty percent of our time to low- and pro-bono services.
Innovation is our Default Mode
Quarterbacked the first ever global enforcement settlement that delivered direct financial benefit to the population of an impacted developing nation. Bloomberg
“Clever lawyering” led to the innovative use of established securities fraud economic methodologies to define and cabin restitution. WSJ
Developed and championed the first global debt transparency initiative. FT
Experience Matters
Chambers-rated BigLaw veteran with 30 years of experience:
- Representing leading financial Institutions, professional services firms, extractives and non-profits;
- Representing boards of directors, special committees, individual directors, CEOs and other c-suite executives;
- Advocating for clients before state and federal courts, Congress, as well as the DOJ, SEC, SFO, FCA, and FINMA.
The Conflict Policy you Should Expect
- We will never act adversely to any client we represent, period.
- This should be, but is not, the industry standard.
Ready, Willing and Able
- AI is in the DNA of Herrington PLLC. We use automated tools to perform document review and other similar tasks.
- Where appropriate and necessary, we associate with trusted former colleagues.
- Our clients receive BigLaw quality with the assurance that the maitre d’ is also the chef preparing the meal.
